Dollar Cost Averaging: Taking Some Volatility Out of the
Portfolio
One of the holy grails of investing is the ability to achieve a
decent return without volatility. After all, I think we all
learned somewhere along the line that the shortest distance
between two points is a straight line. To say we are a long way
from achieving that goal is certainly an understatement. But,
until we do achieve that goal, dollar cost averaging can help.
Simply put, dollar cost averaging is investing at specific
intervals over a specified period of time. Instead of buying at
a single share price with a lump sum investment, dollar cost
averaging buys when prices are both high and low, thus averaging
the share price.
There is some argument that dollar cost averaging (DCA) can
actually inhibit the return on investment, and I have no
disagreement with that argument. If a purchase is made when the
share price is low and the price soars in the future, the
results will show better than when purchases are made at a
higher average price. Secondly, short-term, dollar cost
averaging often does not give the process enough time to show
its true colors.
Thus, in order to truly benefit from dollar cost averaging, an
investor needs to understand that it is a long-term process, and
more a function of decreased volatility than of absolute return
on investsment.
Looking at returns over a 1 year, 3 year, and 5 year period is
helpful in determining investment research. We must remember,
though, that these are only "frozen" snapshots of investment
returns at specified intervals of time. With dollar cost
averaging, our need for funds is not only at the end of these
specified intervals, it continues throughout the entire period.
This lends credence to the continual need for decreased
volatility.
For those investors who practice asset allocation, dollar cost
averaging can be a great way to continually rebalance a
portfolio. Instead of buying and selling to rebalance, investing
on a regular basis (monthly, quarterly, etc.) can bring the
allocation percentages back to their desired levels. Because
trading is kept to a minimum, this strategy also manages the tax
bite on potential gains.
There is a good chance that you may already be participating in
a dollar cost averaging program. Monthly 401(k) contributions
and quarterly dividend reinvestment plans are two prime examples
of dollar cost averaging. Mutual funds also have "systematic
deposit" programs that are set to automatically sweep funds from
checking or savings accounts on a regular basis.
Naturally, there is no guarantee that you'll actually profit
from dollar cost averaging. This strategy does not protect
against losses in a declining market. Such a plan involves
continuous investments in securities regardless of fluctuating
price levels. Before engaging in a dollar cost averaging
strategy, you should consider your financial ability to continue
purchasing through periods of low price levels.
The strategy also isn't a substitute for investment research.
Bad investments will always lose money whatever your approach.
But if you are into investing for the long term and you want to
take some volatility out of your portfolio, take a look at
dollar cost averaging.
If you have any questions or comments, Chip would love to hear
from you. You may contact him by email at
dahlkefinancial@sbcglobal.net. You may also contact him at the
Living Trust Network. It's URL is
http://www.livingtrustnetwork.com.
Copyright 2005. Living Trust Network, LLC. All Rights Reserved.