The Skinny on 1031 Exchange: Maximizing Profits by Minimizing
your Tax Liability
A 1031 exchange refers to Section 1.1031 of the Internal Revenue
Code which was passed in 1990. Normally, when you sell all real
and personal property, the tax code requires the payment of the
Capital Gains Tax. That is to say, when you sell your office for
$100,000 more than you bought it for, you must pay the gains
upon those earnings. However, after the passing of a 1031
Exchange that is no longer necessarily the case.
What types of Property Qualify?
A 1031 Exchange allows sellers of some real and personal
property the opportunity to avoid paying capital gains taxes
(which are 15% plus state taxes) by "exchanging" their sold
property for newly purchased property. However, certain
restrictions apply. The most important restriction is that only
business property and investment property applies. So, an
exchange under a purely residential home does not qualify,
whereas exchanging a property that your business has used for
its office, or even one used simply for investment
diversification does. But simply selling your office isn't
enough to qualify you for a 1031 exchange. Rather, the code also
requires that that you simultaneously buy a property of
"like-kind." This does not mean that if you are selling a 2000
sq. ft. office you must buy a 2000 sq. ft office. Rather, the
term is interpreted very loosely to mean virtually any real
estate held for productive use in a business or for investment,
whether improved or unimproved can be exchanged for any other
property to be used for productive business or investment
purposes. So, if you sell and unimproved lot of land and
purchase an improved one or visa versa, this still qualifies,
just as selling industrial property and buying rental resort
property does. The point here is that while "like-kind" is an
important restriction, it has been interpreted so broadly as to
give individuals a lot of free reign.
The Exchange
When most owners envision a 1031 exchange they envision a
provision whereby they must buy and sell the two properties on
the same week or even the same day. But that is not the case. A
tax-deferred 1031 exchange allows up to 180 calendar days
between the sale of the first property and the purchase of the
second. But no matter the time between sale and purchase, a 1031
exchange is required by the Internal Revenue code to have a
"qualified intermediary" to manage the exchange.
A Qualified Intermediary
The requirement of a qualified intermediary is intended
primarily to prevent individuals engaged in the exchange from
using the time in between the sale and purchase of property to
their financial gain. Although the seller has up to 45 days to
set up the intermediary, the exchange is designed so that the
seller should not profit from the use of the money before the
purchase of the new property is made. An intermediary serves the
judicial purpose of ensuring this. But it is important to
remember that the qualified intermediary charges fee for this.
While these services can vary in cost depending on the
additional advisory services provided by the Intermediary,
individuals interested in a 1031 exchange should expect to pay
somewhere in the vicinity of $500 to $700 for the first exchange
and $200 to $400 for each additional property.